High-Speed Train Control

With respect to new electronic technology for information sensing, storage, and processing, railroad technology has lagged behind that of aircraft and highway vehicles, but currently is catching up. The role of the human operator in future rail systems is being debated, since for some limited right-of-way trains (e.g., in airports) one can argue that fully automatic control systems now perform safely and efficiently. The train driver’s principal job is speed control (though there are many other monitoring duties he must perform), and in a train this task is much more difficult than in an automobile because of the huge inertia of the train — it takes 2 to 3 km to stop a high-speed train. Speed limits are fixed at reduced levels for curves, bridges, grade crossings, and densely populated areas, while wayside signals temporarily command lower speeds if there is maintenance being performed on the track, if there are poor environmental conditions such as rock slides or deep snow, or especially if there is another train ahead. The driver must obey all speed limits and get to the next station on time. Learning to maneuver the train with its long time constants can take months, given that for the speed control task the driver’s only input currently is an indication of current speed.
The author’s laboratory has proposed a new computer-based display which helps the driver anticipate the future effects of current throttle and brake actions. This approach, based on a dynamic model of the train, gives an instantaneous prediction of future train position and speed based on current acceleration, so that speed can be plotted on the display assuming the operator holds to current brake-throttle settings.
It also plots trajectories for maximum emergency braking and maximum service braking. In addition, the computer generates a speed trajectory which adheres at all (known) future speed limits, gets to the next station on time, and minimizes fuel/energy.


Advanced Traffic Management Systems

Automobile congestion in major cities has become unacceptable, and advanced traffic management systems are being built in many of these cities to measure traffic flow at intersections (by some combination of magnetic loop detectors, optical sensors, and other means), and regulate stoplights and message signs. These systems can also issue advisories of accidents ahead by means of variable message signs or radio, and give advice of alternative routings. In emergencies they can dispatch fire, police, ambulances, or tow trucks, and in the case of tunnels can shut down entering traffic completely if necessary. These systems are operated by a combination of computers and humans from centralized control rooms. The operators look at banks of video monitors which let them see the traffic flow at different locations, and computer-graphic displays of maps, alarm windows, and textual messages. The operators get advice from computer-based expert systems, which suggest best responses based on measured inputs, and the operator must decide whether to accept the computer’s advice, whether to seek further information, and how to respond.

Smart Cruise Control

Standard cruise control has a major deficiency in that it knows nothing about vehicles ahead, and one can easily collide with the rear end of another vehicle if not careful. In a smart cruise control system a microwave or optical radar detects the presence of a vehicle ahead and measures that distance. But there is a question of what to do with this information. Just warn the driver with some visual or auditory alarm (auditory is better because the driver does not have to be looking in the right place)? Can a warning be too late to elicit braking, or surprise the driver so that he brakes too suddenly and causes a rear-end accident to his own vehicle. Should the computer automatically apply the brakes by some function of distance to obstacle ahead, speed, and closing deceleration, If the computer did all the braking would the driver become complacent and not pay attention, to the point where a serious accident would occur if the radar failed to detect an obstacle, say, a pedestrian or bicycle, or the computer failed to brake?
Should braking be some combination of human and computer braking, and if so by what algorithm?
These are human factor questions which are currently being researched.
It is interesting to note that current developmental systems only decelerate and downshift, mostly because if the vehicle manufacturers sell vehicles which claim to perform braking they would be open to a new and worrisome area of litigation.
The same radar technology that can warn the driver or help control the vehicle can also be applied to cars overtaking from one side or the other. Another set of questions then arises as to how and what to communicate to the driver and whether or not to trigger some automatic control maneuver in certain cases.

Intelligent Highway Vehicles:Vehicle Guidance and Navigation Systems

The combination of GPS (global positioning system) satellites, high-density computer storage of map data, electronic compass, synthetic speech synthesis, and computer-graphic displays allows cars and trucks to know where they are located on the Earth to within 100 m or less, and can guide a driver to a programmed destination by a combination of a map display and speech. Some human factor challenges are in deciding how to configure the map (how much detail to present, whether to make the map northup with a moving dot representing one’s own vehicle position or current-heading-up and rapidly changing with every turn). The computer graphics can also be used to show what turns to anticipate and which lane to get in. Synthetic speech can reinforce these turn anticipations, can caution the driver if he is perceived to be headed in the wrong direction or off course, and can even guide him or her how to get back on course. An interesting question is what the computer should say in each situation to get the driver’s attention, to be understood quickly and unambiguously but without being an annoyance. Another question is whether or not such systems will distract the driver’s attention from the primary tasks, thereby reducing safety. The major vehicle manufacturers have developed such systems, they have been evaluated for reliability and human use, and they are beginning to be marketed in the United States, Europe, and
Japan.

Air Traffic Control

As demands for air travel continue to increase, so do demands for air traffic control. Given what are currently regarded as safe separation criteria, air space over major urban areas is already saturated, so that simply adding more airports is not acceptable (in addition to which residents do not want more airports, with their noise and surface traffic). The need is to reduce separations in the air, and to land aircraft closer together or on parallel runways simultaneously. This puts much greater demands on air traffic controllers, particularly at the terminal area radar control centers (TRACONs), where trained operators stare at blips on radar screens and verbally guide pilots entering the terminal airspace from various directions and altitudes into orderly descent and landing patterns with proper separation between aircraft.
Currently, many changes are being introduced into air traffic control which has profound implications for human-machine interaction. Where previously communication between pilots and air traffic controllers was entirely by voice, now digital communication between aircraft and ground (a system called datalink) allows both more and more reliable two-way communication, so that weather and runway and wind information, clearances, etc. can be displayed to pilots visually. But pilots are not so sure they want this additional technology. They fear the demise of the “party line” of voice communications with which they are so familiar and which permits all pilots in an area to listen in on each other’s conversations.
New aircraft-borne radars allow pilots to detect air traffic in their own vicinity. Improved ground based radars detect microbursts or wind shear which can easily put an aircraft out of control. Both types of radars pose challenges as to how best to warn the pilot and provide guidance as to how to respond.
But they also pose a cultural change in air traffic control, since heretofore pilots have been dependent upon air traffic controllers to advise them of weather conditions and other air traffic. Furthermore, because of the new weather and collision-avoidance technology, there are current plans for radically altering the rules whereby high-altitude commercial aircraft must stick to well-defined traffic lanes. Instead, pilots will have great flexibility as to altitude (to find the most favorable winds and therefore save fuel) and be able to take great-circle routes straight to their destinations (also saving fuel). However, air traffic controllers are not sure they want to give up the power they have had, becoming passive observers and monitors, to function only in emergencies.

Supervisory Control

Supervisory control may be defined by the analogy between a supervisor of subordinate staff in an organization of people and the human overseer of a modern computer-mediated semiautomatic control system. The supervisor gives human subordinates general instructions which they in turn may translate into action. The supervisor of a computer-controlled system does the same.
Defined strictly, supervisory control means that one or more human operators are setting initial conditions for, intermittently adjusting, and receiving high-level information from a computer that itself closes a control loop in a well-defined process through artificial sensors and effectors. For some time period the computer controls the process automatically.
By a less strict definition, supervisory control is used when a computer transforms human operator commands to generate detailed control actions, or makes significant transformations of measured data to produce integrated summary displays. In this latter case the computer need not have the capability to commit actions based upon new information from the environment, whereas in the first it necessarily must. The two situations may appear similar to the human supervisor, since the computer mediates both human outputs and human inputs, and the supervisor is thus removed from detailed events at the low level.

FIGURE 6.1.2Direct manual control-loop analysis.

Supervisory control system here the human operator issues commands to a human-interactive computer capable of understanding high-level language and providing integrated summary displays of process state information back to the operator. This computer, typically located in a control room or cockpit or office near to the supervisor, in turn communicates with at least one, and probably many (hence the dotted lines), task-interactive computers, located with the equipment they are controlling. The task-interactive computers thus receive subgoal and conditional branching information from the human-interactive computer. Using such information as reference inputs, the task-interactive computers serve to close low-level control loops between artificial sensors and mechanical actuators;i.e., they accomplish the low-level automatic control.
The low-level task typically operates at some physical distance from the human operator and his human-friendly display-control computer. Therefore, the communication channels between computers may be constrained by multiplexing, time delay, or limited bandwidth. The task-interactive computer, of course, sends analog control signals to and receives analog feedback signals from the controlled process, and the latter does the same with the environment as it operates (vehicles moving relative to air, sea, or earth, robots manipulating objects, process plants modifying products, etc.).
Supervisory command and feedback channels for process state information are shown in Figure 6.1.3 to pass through the left side of the human-interactive computer. On the right side are represented decisionaiding functions, with requests of the computer for advice and displayed output of advice (from a database, expert system, or simulation) to the operator. There are many new developments in computerbased decision aids for planning, editing, monitoring, and failure detection being used as an auxiliary part of operating dynamic systems. Reflection upon the nervous system of higher animals reveals a similar kind of supervisory control wherein commands are sent from the brain to local ganglia, and peripheral motor control loops are then closed locally through receptors in the muscles, tendons, or skin.
The brain, presumably, does higher-level planning based on its own stored data and “mental models,” an internalized expert system available to provide advice and permit trial responses before commitment to actual response.
Theorizing about supervisory control began as aircraft and spacecraft became partially automated. It became evident that the human operator was being replaced by the computer for direct control responsibility, and was moving to a new role of monitor and goal-constraint setter. An added incentive was the U.S. space program, which posed the problem of how a human operator on Earth could control a manipulator arm or vehicle on the moon through a 3-sec communication round-trip time delay. The only solution which avoided instability was to make the operator a supervisory controller communicating intermittently with a computer on the moon, which in turn closed the control loop there. The rapid development of microcomputers has forced a transition from manual control to supervisory control in a variety of industrial and military applications (Sheridan, 1992).
Let us now consider some examples of human-machine interaction, particularly those which illustrate supervisory control in its various forms. First, we consider three forms of vehicle control, namely, control of modern aircraft, “intelligent” highway vehicles, and high-speed trains, all of which have both human operators in the vehicles as well as humans in centralized traffic-control centers. Second, we consider telerobots for space, undersea, and medical applications.

Direct Manual Control

In the 1940s aircraft designers appreciated the need to characterize the transfer function of the human pilot in terms of a differential equation. Indeed, this is necessary for any vehicle or controlled physical process for which the human is the controller, see Figure 6.1.2. In this case both the human operator H and the physical process P lie in the closed loop (where H and P are Laplace transforms of the component transfer functions), and the HP combination determines whether the closed-loop is inherently stable (i.e., the closed loop characteristic equation 1+HP = 0 has only negative real roots).
In addition to the stability criterion are the criteria of rapid response of process state x to a desired or reference state r with minimum overshoot, zero “steady-state error” between r and output x, and reduction to near zero of the effects of any disturbance input d. (The latter effects are determined by the closed-loop transfer functions x=HP/(1+ HP)r+ 1/(1+ HP)d
, where if the magnitude of
H is large enough
HP /(1+ HP) approaches unity and 1/(1+ HP) approaches 0. Unhappily, there are ingredients of
H which produce delays in combination with magnitude and thereby can cause instability.
Therefore, H must be chosen carefully by the human for any given P.)
Research to characterize the pilot in these terms resulted in the discovery that the human adapts to a wide variety of physical processes so as to make HP=K(1/s)(esT). In other words, the human adjusts H to make
HP constant. The term K is an overall amplitude or gain, (1/ s) is the Laplace transform of an integrator, and ( e-sT) is a delay T long (the latter time delay being an unavoidable property of the nervous system). Parameters
K and T vary modestly in a predictable way as a function of the physical process and the input to the control system. This model is now widely accepted and used, not only in engineering aircraft control systems, but also in designing automobiles, ships, nuclear and chemical plants, and a host of other dynamic systemsŲ²

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I am the Leader of EME Team.
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